GOV-01 · Prepare Examination response charter and accountable leadership Examination Governance Scope and Accountability
GOV-02 · Respond Jurisdiction requirement and adoption inventory Examination Governance Scope and Accountability
GOV-03 · Remediate Regulatory communication and representation protocol Examination Governance Scope and Accountability
GOV-04 · Sustain Readiness calendar simulation and continuous improvement Examination Governance Scope and Accountability
SCP-01 · Prepare Complete AI system and use case inventory AI Inventory Use Case and Risk Scoping
SCP-02 · Respond Consumer decision and materiality mapping AI Inventory Use Case and Risk Scoping
SCP-03 · Remediate Model data tool and dependency lineage AI Inventory Use Case and Risk Scoping
SCP-04 · Sustain Risk tier control and testing crosswalk AI Inventory Use Case and Risk Scoping
EVD-01 · Prepare Examination evidence index and source of truth Evidence Preservation Provenance and Production
EVD-02 · Respond Legal hold retention and defensible preservation Evidence Preservation Provenance and Production
EVD-03 · Remediate Evidence provenance completeness and reconciliation Evidence Preservation Provenance and Production
EVD-04 · Sustain Secure production privilege and confidentiality review Evidence Preservation Provenance and Production
TST-01 · Prepare Purpose performance validation and change evidence Model Data Testing and Consumer Outcomes
TST-02 · Respond Data source quality relevance and lifecycle evidence Model Data Testing and Consumer Outcomes
TST-03 · Remediate Fairness discrimination and alternative analysis Model Data Testing and Consumer Outcomes
TST-04 · Sustain Consumer explanation complaint appeal and correction Model Data Testing and Consumer Outcomes
TPR-01 · Prepare Vendor AI data and model inventory evidence Third Party Vendor and Confidentiality Management
TPR-02 · Respond Contract access audit and examination cooperation Third Party Vendor and Confidentiality Management
TPR-03 · Remediate Vendor evidence sufficiency and independent challenge Third Party Vendor and Confidentiality Management
TPR-04 · Sustain Fourth party dependency exit and continuity plan Third Party Vendor and Confidentiality Management
RSP-01 · Prepare Request intake interpretation and deadline control Request Intake Production Interview and Sampling
RSP-02 · Respond Production assembly validation and signoff Request Intake Production Interview and Sampling
RSP-03 · Remediate Interview preparation conduct and follow up Request Intake Production Interview and Sampling
RSP-04 · Sustain Examiner sample reproduction and traceability Request Intake Production Interview and Sampling
REM-01 · Prepare Finding issue and root cause register Findings Remediation Validation and Closure
REM-02 · Respond Consumer impact correction and restitution Findings Remediation Validation and Closure
REM-03 · Remediate Corrective action design testing and sustainability Findings Remediation Validation and Closure
REM-04 · Sustain Closure package management assertion and evidence Findings Remediation Validation and Closure
ASS-01 · Prepare Executive examination dashboard and escalation Executive Oversight Metrics and Readiness Assurance
ASS-02 · Respond Independent readiness and response assurance Executive Oversight Metrics and Readiness Assurance
ASS-03 · Remediate Regulatory trend horizon and obligation change Executive Oversight Metrics and Readiness Assurance
ASS-04 · Sustain Post examination lessons and program improvement Executive Oversight Metrics and Readiness Assurance